Global Securities Firms Regulatory Inquiry App
Regulated
Fidelity
United StatesCustody Scale BLicense Level AA8.70Score
Custody assets$5.5BUsers51.5M
8.70Score
Regulated
Charles Schwab
United StatesCustody Scale CLicense Level AA8.56Score
Users28M
8.56Score
Regulated
Wells Fargo Advisors
United StatesCustody Scale ALicense Level AA9.11Score
Custody assets$1.88TUsers34.2MAssets per account$20,000Monthly Active Users(MAU)7M
9.11Score
Regulated
Ameriprise Financial
United StatesCustody Scale CLicense Level AA8.23Score
8.23Score
4
Regulated
CGS
ChinaCustody Scale CLicense Level AAAA8.17Score
8.17Score
5
Regulated
Deutsche Bank
GermanyCustody Scale CLicense Level A6.57Score
6.57Score
6
Regulated
BOCI
China Hong Kong Custody Scale ALicense Level AAAA9.03Score
Custody assets$578.4BUsers2.15BAssets per account$10,000Monthly Active Users(MAU)1.2M
9.03Score
7
Regulated
HSBC
United StatesCustody Scale CLicense Level AA9.26Score
Users39M
9.26Score
8
Regulated
Mirae Asset
South KoreaCustody Scale CLicense Level A8.69Score
8.69Score
9
Regulated
NOMURA
JapanCustody Scale CLicense Level A9.05Score
Users5.35M
9.05Score
10
Regulated
Marcus
United StatesCustody Scale CLicense Level AAAA8.23Score
Users13M
8.23Score
11
Regulated
Mizuho Securities
JapanCustody Scale CLicense Level AA9.20Score
Users1.69M
9.20Score
12
Regulated
Jane Street
United StatesCustody Scale CLicense Level AAAA8.63Score
8.63Score
13
Regulated
Harvest Global Investments
China Hong Kong Custody Scale CLicense Level AAAA7.23Score
Users160M
7.23Score
14
Regulated
Zhongtai International
China Hong Kong Custody Scale CLicense Level AAAA8.19Score
Users8.3MMonthly Active Users(MAU)4.99M
8.19Score
15
Regulated
ICICI
IndiaCustody Scale CLicense Level A6.52Score
6.52Score
16
Regulated
Barclays
United KingdomCustody Scale ALicense Level AAAA9.07Score
Custody assets$135.19BUsers48M
9.07Score
17
Regulated
Saxo
DenmarkCustody Scale CLicense Level AAAA8.83Score
8.83Score
18
Regulated
Activotrade
SpainCustody Scale CLicense Level A5.59Score
5.59Score
19
Regulated
CMSI
China Hong Kong Custody Scale CLicense Level AAAA8.51Score
8.51Score
20
Regulated
AJ Bell
United KingdomCustody Scale CLicense Level AAAA8.79Score
Users491,000
8.79Score
21
Regulated
Robinhood
United StatesCustody Scale ALicense Level AA8.27Score
Custody assets$74.7BUsers22.9MAssets per account$240Monthly Active Users(MAU)1.2M
8.27Score
22
Regulated
Moomoo
SingaporeCustody Scale CLicense Level AA9.12Score
Users4.05M
9.12Score
23
Regulated
Swissquote
SwitzerlandCustody Scale CLicense Level AAA8.39Score
8.39Score
24
Regulated
WealthFront
United StatesCustody Scale CLicense Level AAAA8.12Score
8.12Score
25
Regulated
Panin Sekuritas
IndonesiaCustody Scale CLicense Level A5.31Score
Users73,230
5.31Score
26
Regulated
Betterment
United StatesCustody Scale CLicense Level AA8.20Score
Users800,000
8.20Score
27
Regulated
PhillipCapital
SingaporeCustody Scale ALicense Level A9.10Score
Custody assets$35BUsers1.2MAssets per account$4,000Monthly Active Users(MAU)1M
9.10Score
28
Regulated
Axos
United StatesCustody Scale CLicense Level AAAA7.96Score
7.96Score
29
Regulated
Axis Direct
IndiaCustody Scale CLicense Level A6.59Score
Custody assets$23.42MUsers2.34MAssets per account$2.34MMonthly Active Users(MAU)234,234
6.59Score
30
Regulated
Walker Crips
United KingdomCustody Scale CLicense Level AAAA8.38Score
8.38Score
31
Regulated
SoFi
China Hong Kong Custody Scale CLicense Level AA8.64Score
Users6.9M
8.64Score
32
Regulated
Master Trust
IndiaCustody Scale CLicense Level A6.52Score
Users300,000
6.52Score
33
Regulated
Central China Securities
ChinaCustody Scale CLicense Level AAAA8.20Score
Users2M
8.20Score
34
Regulated
Davy
IrelandCustody Scale CLicense Level AA7.88Score
7.88Score
35
Regulated
Webull
United StatesCustody Scale ALicense Level A9.20Score
Custody assets$28BUsers13MAssets per account$4,000Monthly Active Users(MAU)2.69M
9.20Score
36
Regulated
Brookfield Oaktree Wealth Solutions
United StatesCustody Scale CLicense Level AAAA7.47Score
7.47Score
37
Regulated
FSMOne
MalaysiaCustody Scale CLicense Level A7.71Score
7.71Score
38
Regulated
TradeStation
United StatesCustody Scale CLicense Level AA7.75Score
Users220,000
7.75Score
39
Regulated
Titan Wealth
United KingdomCustody Scale CLicense Level AAAA7.46Score
7.46Score
40
Regulated
M1
United StatesCustody Scale CLicense Level AA8.09Score
8.09Score
41
Over-Operation
Acorns
United StatesCustody Scale BLicense Level AAAA5.95Score
Custody assets$6.3BUsers6.58MAssets per account$1,338
5.95Score
42
Regulated
Tiger Brokers
SingaporeCustody Scale ALicense Level AA9.00Score
Custody assets$18.9BUsers2MAssets per account$2,000Monthly Active Users(MAU)1.5M
9.00Score
43
Regulated
Xtrade
South AfricaCustody Scale CLicense Level AAA5.56Score
Users11.85M
5.56Score
44
Regulated
Firstrade
United StatesCustody Scale CLicense Level AA8.59Score
Users600,000Assets per account$7,000Monthly Active Users(MAU)300,000
8.59Score
45
Regulated
superhero
AustraliaCustody Scale CLicense Level AAAA7.52Score
Users450,000
7.52Score
46
Regulated
Trading 212
United KingdomCustody Scale CLicense Level AAAA8.31Score
Users2.5M
8.31Score
47
Regulated
DL Securities
China Hong Kong Custody Scale CLicense Level AAAA7.69Score
7.69Score
48
Regulated
Daiwa
JapanCustody Scale ALicense Level AA8.88Score
Custody assets$427.56BUsers1.47M
8.88Score
49
Regulated
HFM
Saint Vincent and the GrenadinesCustody Scale CLicense Level A8.06Score
Users2.5M
8.06Score
50