A Visit to第四北越証券in Japan - Office Found

flagJapan2024-05-17
A Visit to第四北越証券in Japan - Office Found
Photo
A Visit to第四北越証券in Japan - Office Found
A Visit to第四北越証券in Japan - Office Found
maskmask
A Visit to第四北越証券in Japan - Office Found
maskmask
A Visit to第四北越証券in Japan - Office Found
maskmask
A Visit to第四北越証券in Japan - Office Found
maskmask
A Visit to第四北越証券in Japan - Office Found
maskmask
A Visit to第四北越証券in Japan - Office Found
maskmask
A Visit to第四北越証券in Japan - Office Found
maskmask
locationgoogleMap
国道351号線, Nagaoka, Niigata, Japan

Reason for this visit

As the main stock exchange in Japan, the Tokyo Stock Exchange (TSE) is also one of the largest stock markets in the world. The Nikkei 225 is the major stock index in Japan, covering most blue-chip companies and industries. It has significant global influence and is often seen as an indicator of the Asia-Pacific stock markets prospects. Japanese stock market boasts good liquidity, large listed companies with strong risk management capabilities, and substantial policy support. Major stock brokers include Nomura Securities, Daiwa Securities, and other large comprehensive securities companies, which provide trading and investment services in stocks and derivatives for both institutional and retail investors. In recent years, with the wave of financial technology and the rise of a new generation of investors, Japanese online securities companies and foreign brokerage firms have grown rapidly. Stock trading volume has continued to expand, and commission rates have been lowered. The Financial Services Agency (FSA) and securities regulatory authority in Japan implement strict supervision against the listed companies in the stock market, ensuring market stability and safety. Additionally, the government continues to deepen capital market reforms to draw more institutional investors around the world. In an attempt to provide investors with a more comprehensive understanding of current brokers in Japan, WikiStock survey team decides to go to the country for on-site visits to local companies.

On-site visit

In this issue, the survey team went to Japan to visit broker 第四北越証券as planned according to its regulatory address that 2-3-10 Otedori, Nagaoka City.

The investigators came to 2-3-10 Otedori in Nagaoka, Japan for a visit to the brokers office on January 21, 2024. The location is easily accessible via public transport, within 6-minute walking distance from Nagaoka Station Ote (South) Exit.

7.jpg
6.jpg

According to an outdoor directory, 第四北越証券was situated at Komehyappyo place west.

5.jpg
3.jpg

Upon arrival at the building for further investigation, the survey personnel spotted a directory in the lobby, which displayed that 第四北越証券 was located on the 6th floor.

4.jpg
2.jpg1.jpg

After reaching the 6th floor via the lift, the inspection team discovered easily the company name and logo of 第四北越証券. However, only staff and clients were allowed to enter the office. Therefore, the team failed to visit the company and take photos internally, and the specific office size of the broker is unknown.

Through the on-site investigation, its confirmed that the broker has a physical presence at the location.

8.jpg

Conclusion

The survey team went to Japan to visit broker 第四北越証券as scheduled, and found the companys name at its regulatory address. This denotes that the broker has a physical business office at the place. Unfortunately, the exact company size of the broker is unconfirmed as a result of the failure to pay an internal visit to its office. Meanwhile, investors are advised to make a sensible decision following a comprehensible consideration.

Disclaimer

The content is used for informational purpose only, and shall not be taken as a final order for making a choice.

第四北越証券
Regulated
Website:https://www.dh-sec.co.jp/
15-20 yearsRegulated in JapanOptionsCommission 0.38%
  • Company Name :
    第四北越証券株式会社
  • Company Abbreviation :
    第四北越証券
  • Country/ Region of Registry :
    Japan
  • Official Email :
    --
  • Twitter :
    --
  • Facebook :
    --
  • Customer Service Number :
    --