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佳兆業金融集團有限公司

China Hong Kong 2-5 years
Regulated in China Hong KongOptionsCommission 0.25%

https://www.kaisasecurities.com/

Website

Time Machine

Rating Index

Brokerage Appraisal

Influence

C

Influence Index NO.1

coverUnited States

Products

1

Stocks

Surpassed 1.07% brokers

Biz AreaSearch StatisticsAdvertisingSocial Media Index
https://www.kaisasecurities.com/
香港中環皇后大道99號中環中心30樓

Securities license

Obtain 1 securities license(s)

SFCRegulated

China Hong Kong Securities Trading License

Global Seats

Owns 1 seat(s)

China Hong Kong HKEX

Seat No. 01857

Closed

Brokerage Information

More

Company Name

KAISA FINANCIAL GROUP COMPANY LIMITED

Company Abbreviation

佳兆業金融集團有限公司

Platform registered country and region

China Hong Kong

Company address

香港中環皇后大道99號中環中心30樓

Check whenever you want

WikiStock APP

Business analysis

EarningsRevenue Breakdown

佳兆業金融集團有限公司 Earnings Calendar

Currency: CNY

Cycle

FY2023 Annual Report

2021/03/25

Revenue(YoY)

26.16B

+3.03%

EPS(YoY)

-2.85

-53.03%

佳兆業金融集團有限公司 Earnings Estimates

Currency: CNY

Actual
Expected value
  • DateCycleRevenue/Estimated
  • 2021/03/252020/FY55.770B/56.240B
  • 2020/03/312019/FY48.022B/49.751B

Internet Gene

Gene Index

10
020406080100
The gene index is Poor, worse than 95% of brokerage firms.

APP Rating

0.0
01.02.03.04.05.0
The APP rating is Poor, worse than 86% of peers.

Features of Brokerages

Commission Rate

0.25%

New Stock Trading

Yes

Margin Trading

YES

Regulated Countries

1

Company Profile

KAISA FINANCIAL GROUP
KAISA FINANCIAL GROUP
WikiStock Rating⭐⭐⭐
Account Minimum10,000 HKD
Fees0.25% brokerage commission
0.00565% trading fee for Hong Kong stocks
0.2 % transaction commission for bonds
App/PlatformKaisa Financial Group App
Customer SupportPhone, fax and email

KAISA FINANCIAL GROUP Introduction

  Kaisa Financial Group Limited is a brokerage firm based in Hong Kong, renowned for its extensive experience and commitment to delivering professional financial services. Regulated by the SFC, Kaisa Financial holds Class 1 and other regulated activity licenses. In line with technological advancements, Kaisa Financial Group continues to innovate, offering the Kaisa Trading Treasure platform that integrates information, quotes, transactions, and account services.

KAISA FINANCIAL GROUP's homepage

Pros & Cons of KAISA FINANCIAL GROUP

ProsCons
Regulated by SFCComplex Fee Structure
Diverse Service OfferingsLack of Protective Measures
Professional Research Division

  Pros:

  Regulated by SFC: Being regulated by the Hong Kong Securities and Futures Commission (SFC) ensures that Kaisa Financial Group operates under strict regulatory oversight. This enhances trust among investors who value regulatory compliance and security.

  Diverse Service Offerings: Kaisa Financial Group offers a wide array of financial services including securities margin, warrants, CBBCs (Callable Bull/Bear Contracts), bond trading, and access to Shanghai-Hong Kong and SZSE Stock Connect. This diversity allows investors to tailor their investment strategies according to their preferences and risk tolerance.

  Professional Research Division: The firm's research division provides valuable market news, IPO information, and detailed research reports.

  Cons:

  Complex Fee Structure: Kaisa Financial Group charges multiple fees such as brokerage commissions, government stamp duties, clearing fees, custody fees, and transaction-related charges. This complex fee structure may lead to higher overall costs for investors.

  Lack of Protective Measures: Despite regulatory compliance, some investors perceive a lack of additional protective measures or guarantees, especially during market volatility or unexpected financial events.

Is KAISA FINANCIAL GROUP Safe?

  KAISA FINANCIAL GROUP operates under the watchful eye of the Securities and Futures Commission (SFC), a leading financial regulator in Hong Kong. This prestigious designation, License No. AQD216, signifies KAISA's unwavering commitment to upholding the highest standards of conduct within the financial industry.

  The SFC plays a vital role in ensuring the stability and integrity of Hong Kong's securities and futures markets. Their comprehensive regulatory framework safeguards investors and fosters a healthy environment for financial institutions

Regulated by SFC

KAISA FINANCIAL GROUP Services Review

  KAISA FINANCIAL GROUP offers securities margin, warrants and CBBCs, bond trading, and Shanghai-Honk Kong and SZSE Stock Connect.

  Margin Financing: Clients can open margin accounts allowing them to borrow against securities held in their accounts. The borrowing interest rates are competitive, possibly tied to the Prime Rate, and clients can leverage up to 80% of the market value of approved securities.

  Warrants: They provide both equity warrants issued by listed companies and covered warrants issued by third parties like securities companies or banks. These instruments offer the right (but not obligation) to buy underlying stocks at predetermined prices within specified time frames.

  CBBCs (Callable Bull/Bear Contracts): These leveraged products allow investors to track underlying asset performance with reduced capital outlay. CBBCs are listed on the Hong Kong Stock Exchange, subject to its approval.

  Bond Trading: Kaisa offers a diverse range of bonds including fixed-rate bonds, floating-rate notes (FRNs), and convertible bonds (CBs). This allows clients to invest in debt instruments issued by various entities across different currencies and interest rates, offering stable returns and risk diversification.

  Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect: These mechanisms enable cross-border trading and clearing between Hong Kong and mainland China stock exchanges (Shanghai and Shenzhen).

Margin securities account

KAISA FINANCIAL GROUP Fees Review

  For Hong Kong stocks, fees include brokerage commissions based on transaction amount, government stamp duty, and clearing fees, among others. Dividend collection fees and registration charges also apply.

  In the Shanghai-Hong Kong Stock Connect, fees encompass brokerage commissions, handling fees, and securities management fees, alongside transaction stamp duty and dividend collection charges. Additional costs like agent services and settlement instructions contribute to the overall fee structure.

  Trading U.S. stocks incurs transaction commissions per share and SEC fees on sell orders. Transfer fees apply for successful and failed transfers, while custody fees and interest collection fees are charged annually and per transaction respectively.

  For bonds, transaction commissions are percentage-based, while custody fees and interest collection fees are calculated annually or per transaction, depending on the terms.

Type of SecuritiesFee TypeDetail
Hong Kong StocksBrokerage Commission0.25% of transaction amount (minimum HKD 70) negotiable
Transaction Levy0.0027% of transaction amount
Government Stamp Duty0.1% of transaction amount (minimum HKD 1)
Clearing Fee0.002% of transaction amount (minimum HKD 2, maximum HKD 100)
Trading Fee0.00565% of transaction amount
Financial Services Transaction Levy0.00015% of transaction amount (rounded to the nearest cent)
Dividend Collection (Cash/Stock)Cash Dividend: 0.5%, minimum HKD 30, maximum HKD 500
Stock Dividend: 0.5%, minimum USD 30, maximum USD 500
Registration & Transfer FeeHKD 1.5 per lot
Central Clearing Service Fee0.12%
Bonus Share/Redemption Rights CollectionHKD 30
Dividend Recovery ServiceHKD 500 (excluding other charges)
Warrant Exercise/Covered Warrant/Subscription Rights0.5%, minimum HKD 30, maximum HKD 300
Corporate Action Service FeeHKD 1.2 per lot
Cash Offer/Privatization/Automatic ExerciseHKD 30
Cheque Stop PaymentHKD 150
Cheque ReturnHKD 200
Physical Stock Handling and Settlement ServiceWithdrawal: HKD 5 per lot, minimum HKD 50
Deposit: HKD 5 per transfer form
Settlement Instruction Withdrawal: 0.02% of stock value (minimum HKD 50, maximum HKD 10,000 per stock)
Settlement Instruction Deposit: Free
Late Settlement Interest RateCash Account: Prime Rate + 5%
Margin Account: Prime Rate + 2.5%
New Stock Subscription ServiceCash: HKD 50 per subscription
Financing: HKD 80 per subscription
Shanghai-Hong Kong Stock ConnectBrokerage Commission0.15% of transaction amount (minimum RMB 100) negotiable
Handling Fee (charged by SSE/SZSE)0.00341% of bilateral transaction amount
Securities Management Fee (charged by CSRC)0.002% of bilateral transaction amount
Transfer Fee (charged by China and Hong Kong Clearing)0.003% of transaction amount (China Clearing 0.001%, Hong Kong Clearing 0.002%)
Transaction Stamp Duty (charged by State Taxation Administration)0.05% of transaction amount (only charged to the seller)
Dividend Collection (Cash/Stock)Cash Dividend: 0.5%, minimum RMB 50, maximum RMB 500
Stock Dividend: Free
Agent Services & Corporate ActionRMB 100 per time and RMB 1 per lot
Settlement InstructionWithdrawal: RMB 5 per lot, maximum RMB 200, minimum RMB 50 per stock
Deposit: Free
Domestic TaxDividend Tax: 10% of net dividend
U.S. StocksTransaction CommissionUSD 0.008 per share (minimum USD 3 per order, maximum 1% per order)
Transfer FeeSuccessful Transfer In: USD 50 per transfer
Failed Transfer In: USD 100 per transfer
Transfer Out: USD 50 per transfer
SEC Fee0.00278% of transaction amount (sell orders only, minimum USD 0.01)
Transaction Activity FeeUSD 0.000166 per share, minimum USD 0.01 per transaction, maximum USD 8.3 per transaction (sell orders only)
Non-U.S. DTCUp to USD 75 per transaction (depending on stock type)
Depository Receipts FeeUSD 0.01-0.05 per share (charged by the issuing agent)
Custody Fee0.013% of total market value annually (charged monthly)
Interest Collection Fee3% of actual interest collected (minimum USD 10, maximum USD 120)
BondsTransaction Commission0.2% of transaction amount negotiable
Custody Fee0.06% of bond portfolio market value annually (charged monthly, minimum HKD 100 or equivalent in other currencies)
Interest Collection Fee0.5% of actual interest collected (minimum USD 10, maximum USD 150)

KAISA FINANCIAL GROUP Platforms Review

  KAISA FINANCIAL GROUP provides Kaisa Financial Group App. Their platforms cover Hong Kong stocks, U.S. stocks, as well as access to the Shenzhen-Hong Kong Stock Connect and Shanghai-Hong Kong Stock Connect.

  The primary trading platforms include a mobile app, providing convenience and flexibility for users to manage their investments anytime and anywhere. This mobile app is supported on both iOS and Android devices. Additionally, clients have the option to place orders via phone, offering another channel for trading that suits different preferences.

  Kaisa Financial Group emphasizes smart stock picking through features such as hot sector tracking, allowing users to stay updated with market trends and make informed investment decisions. This capability is supported by accurate market condition capture, enhancing the efficiency and effectiveness of trading activities.

KAISA FINANCIAL GROUP Platforms

Research & Education

  Kaisa Financial Group's research division provides market news, IPO information and research report. Their research reports cover various sectors and industries, employing fundamental analysis, technical indicators, and strategic perspectives. These reports are designed to help investors evaluate the strengths and risks associated with different investment options, enabling them to make informed decisions in the dynamic global markets.

Research & Education

Customer Service

  Customers can visit their office or get in touch with customer service line using the information provided below:

  Telephone: Hong Kong (852) 3965 7228, Mainland 4008418008

  Fax: (852) 3965 7188

  E-mail: cs@kaisafin.com

  Address: 30th Floor, Central Centre, 99 Queen's Road Central, Central, Hong Kong

Contact info

Conclusion

  In conclusion, Kaisa Financial Group offers a robust array of financial services under the stringent regulation of the SFC, ensuring reliability and compliance. With a diverse range of investment options and a professional research division providing valuable market insights, the firm caters to the needs of both local and international investors seeking informed investment opportunities.

Frequently Asked Questions (FAQs)

  Is KAISA FINANCIAL GROUP regulated?

  Yes. It is regulated by SFC.

  How can I contact KAISA FINANCIAL GROUP?

  You can contact via telephone: Hong Kong (852) 3965 7228 and Mainland 4008418008, fax: (852) 3965 7188 and e-mail: cs@kaisafin.com.

  What types of financial services does Kaisa Financial Group offer?

  Securities margin trading, warrants, CBBCs (Callable Bull/Bear Contracts), bond trading, and access to Shanghai-Hong Kong and SZSE Stock Connect.

Risk Warning

  The information provided is based on WikiStock's expert evaluation of the brokerage's website data and is subject to change. Besides, online trading entails substantial risks, potentially leading to total loss of invested funds, so comprehending associated risks before engaging is crucial.

Others

Registered region

China Hong Kong

Years in Business

2-5 years

Products

Stocks

Client Support

Relevant Enterprises

Countries

Company name

Associations

China Hong Kong

佳兆业集团

Parent company

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