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山證國際

China Hong Kong 5-10 years
Regulated in China Hong KongOptionsCommission 0.25%

https://www.ssif.com.hk/

Website

Time Machine

Rating Index

Brokerage Appraisal

Influence

D

Influence Index NO.1

coverChina

Products

6

Securities Lending Fully Paid、Futures、Investment Advisory Service、Stocks、ETFs、Mutual Funds

https://www.ssif.com.hk/
29/F, Tower 1, Admiralty Centre, 18 Harcourt Road, Admiralty, HKSAR

Securities license

Obtain 4 securities license(s)

SFCRegulated

China Hong Kong Securities Trading License

SFCRegulated

China Hong Kong Derivatives Trading License

SFCRegulated

China Hong Kong Fund Management License

SFCRegulated

China Hong Kong Investment Consulting License

Global Seats

Owns 1 seat(s)

China Hong Kong HKEX

Seat No. 01980

Trading

Brokerage Information

More

Company Name

山證國際金融控股有限公司

Company Abbreviation

山證國際

Platform registered country and region

China Hong Kong

Company address

29/F, Tower 1, Admiralty Centre, 18 Harcourt Road, Admiralty, HKSAR

Check whenever you want

WikiStock APP

Features of Brokerages

Trading Fee

$0

Platform Service Fee

HK$0

Commission Rate

0.25%

Funding Rate

4%

New Stock Trading

Yes

Margin Trading

YES

Regulated Countries

1

Products

6

Company Profile

Aspect Information
Company Name Shanxi Securities International
Years in Business 5-10 years
Registered Region Hong Kong
Regulatory Status Regulated by the Securities and Futures Commission (SFC)
Tradable Securities and Services Stocks, Bonds, ETFs, Asset Management
Minimum Deposit N/A
Margin Trading Yes
New Stock Trading Yes
Commissions 0.25%
Platforms/Apps Trading Treasure (PC & mobile), Jupiter (PC), EstarPro (Mobile), Trading Simulation Software
Customer Service Phone support(Hong Kong (852) 2501-1001 | Mainland 4008411618), email, live chat, in-person assistance
Deposit & Withdrawal Methods Bank transfer, online payment, other methods
Account Types Personal, Company
Bonus Offer No

Overview of Shanxi Securities International

  Shanxi Securities International, based in Hong Kong, provides access to global markets with various tradable securities and services, including stocks, bonds, ETFs, and asset management.

  Commission fees, like 0.25% for securities trading, are higher compared to peers. Advantages include SFC regulation, various investment options, and comprehensive asset management services.

  However, limited educational resources and a complex account opening process for companies are drawbacks.

  Overall, Shanxi Securities International offers a regulated platform with a wide range of investment opportunities but faces challenges with fees and account processes.

Overview of Shanxi Securities International

Regulatory Status

  Shanxi Securities International holds four securities licenses issued by the Securities and Futures Commission (SFC), encompassing securities trading, derivatives trading, fund management, and investment consulting.

  Being regulated by the SFC underscores the platform's compliance with stringent regulatory standards, ensuring a secure trading environment for investors. This regulatory oversight fosters trust among traders, enhancing their willingness to engage in trading activities on Shanxi Securities International's platform, and bolstering market participation and liquidity.

Regulatory Status
Regulatory Status
Regulatory Status
Regulatory Status

Pros and Cons

Pros Cons
Regulated by the SFC Higher commission fees: 0.25% on gross amount for securities trading
Various investment options available Limited educational resources available for investors
Access to global markets Complex account opening process for company accounts
Comprehensive asset management services Official website in Chinese only
Variety of trading platforms and tools
Various customer support channels

  Pros:

  •   Regulated by the SFC: Being regulated by the Securities and Futures Commission (SFC) ensures that Shanxi Securities International operates within the legal framework and adheres to regulatory standards set by the financial authorities.

  •   Various investment options available: Shanxi Securities International offers a wide range of investment options for different investor preferences and risk appetites.

  •   Access to global markets: Investors using Shanxi Securities International have access to global markets, allowing them to trade securities listed on major exchanges worldwide. This access provides opportunities for investors to capitalize on global trends, diversify their investments geographically, and take advantage of emerging opportunities in international markets.

  •   Comprehensive asset management services: Shanxi Securities International offers comprehensive asset management services, including portfolio management, wealth planning, and investment advisory services. These services are designed to help investors optimize their investment portfolios, manage risk, and achieve their financial objectives effectively.

  •   Variety of trading platforms and tools: Whether investors prefer desktop-based trading software, mobile apps, or web-based platforms, Shanxi Securities International offers options to facilitate convenient and efficient trading experiences.

  •   Various customer support channels: Shanxi Securities International offers various customer support channels, including phone support, email, live chat, and in-person assistance at physical branches. This multi-channel approach ensures that investors can seek assistance and resolve issues promptly through their preferred communication method.

  Cons:

  •   Higher commission fees: Shanxi Securities International charges higher commission fees compared to some competitors, such as 0.25% on the gross amount for securities trading.

  •   Limited educational resources available for investors: The platform offers limited educational resources for investors, which hinder the learning and development process for inexperienced traders.

  •   Complex account opening process for company accounts: Opening a company account with Shanxi Securities International involves a complex process, requiring various documents and verification procedures. This complexity deters some businesses from utilizing the platform's services, especially smaller companies or startups seeking simpler account opening procedures.

  •   Official website in Chinese only: This language barrier could limit the platform's accessibility and appeal to international investors outside Chinese-speaking regions.

Tradable Securities and Services

  Shanxi Securities International offers a comprehensive suite of tradable securities and services to investors worldwide.

  Global Securities Trading

  Shanxi Securities International offers access to major global markets, providing a range of tradable securities and services to investors. In the Chinese market, investors can tap into the substantial market value of approximately $7 trillion, ranking second globally, with the option to invest in designated stocks on the Shanghai Stock Exchange through the “Stock Connect” program.

  The Hong Kong market, one of the top three in terms of global IPO fundraising, allows trading of spot market products through the Hong Kong Stock Exchange.

  Additionally, the platform facilitates trading in the US market, the largest securities market globally, offering securities from both major exchanges, the New York Stock Exchange (NYSE), and the Nasdaq Stock Market (NASDAQ).

Global Securities Trading

  Global Futures Trading

  Shanxi Securities International covers major global futures exchanges, including the Chicago Mercantile Exchange, Intercontinental Exchange Group, European Futures Exchange, Pan-European Exchange, London Metal Exchange, Hong Kong Exchange, Australian Securities Exchange, Japan Exchange Group, Tokyo Commodity Exchange, and Malaysia Stock Exchange.

  Traders can access seven categories of global futures and options, including index futures, forex futures, precious metals futures, base metals futures, agricultural futures, energy futures, and interest rate futures.

Global Futures Trading

  Asset Management Services

  The platform also offers asset management services, including the establishment and management of private equity funds, tailored wealth management solutions, RQFII products, investment advisory services, and investment immigration management services.

Commissions and Fees

  Shanxi Securities International imposes various commissions and fees for its trading and custodian services.

  For securities trading, the platform charges a commission of 0.25% on the gross amount, with a minimum fee of HKD100.

  Stamp duty is levied at 0.10% on the gross amount, rounding up to the nearest dollar but not less than HKD1. Additional charges include the SFC Transaction Levy (0.0027%), HKEx Trading Fee (0.00565%), AFRC Transaction Levy (0.00015%), and CCASS Settlement Fee (0.002% on gross amount, with a minimum of HKD2 and a maximum of HKD100).

  Custodian and settlement services incur fees such as HKD5.00 for each transfer deed and an express registration fee of HKD200.00 per instruction, plus fees charged by the registrar.

  Comparatively, these fees are in line with industry standards but appear higher than some discount brokers or commission-free trading platforms.

  However, users who prioritize comprehensive services, including access to global markets and professional asset management solutions, may find Shanxi Securities International suitable despite the fees. The platform could be particularly appealing to experienced investors or those with larger investment portfolios who value reliable execution and personalized support over cost savings alone.

Items Charges Remarks
Securities Trading Service
Commission 0.25% on gross amount Minimum: HKD100
Stamp Duty 0.10% on gross amount (round up to nearest dollar) Not less than HKD1
SFC Transaction Levy 0.0027% on gross amount
HKEx Trading Fee 0.00565% on gross amount
AFRC Transaction Levy 0.00015% on gross amount
CCASS Settlement Fee 0.002% on gross amount Minimum: HKD2, Maximum: HKD100
Custodian & Settlement Service
Transfer Deed HKD5.00 for each transfer deed
Physical Stock Deposit Fee Nil
Express Registration Fee HKD200.00 per instruction plus fees charged by Registrar
Global Futures and Options
Trading Service Exchange Commission Currency
Futures
Options
CBOT CORN USD 16
CBOT OAT USD 16
CBOT SOTBEAN MEAL USD 16
CBOT SOYBEAN OIL USD 16
CBOT SOYBEAN USD 16
CBOT ROUGH RICE USD 16
CBOT WHEAT USD Futures: 16 / Options: 18
CBOT E-MINI DOW JONES USD 16
CBOT MICRO E-MINI DOW JONES USD 16
CBOT 2 YEAR US TREASURY NOTES USD 18
CBOT 5 YEAR US TREASURY NOTES USD 18
CBOT 10 YEAR US TREASURY BONDS USD 18
CBOT 30 YEAR US TREASURY BONDS USD 18
CME AUD FX USD 16
CME CAD FX USD 16
CME CHF FX USD 16
CME EUR FX USD 16
CME GBP FX USD 16

Account Types

  Shanxi Securities International offers 2 account types as follows:

  For personal accounts, customers are required to provide a valid personal ID card or passport, proof of personal address issued within three months, and Hong Kong bank account information. This account type is suitable for individual investors looking to manage their own investments.

  It offers a straightforward approach to accessing financial markets and managing personal finances. With easy access to account opening and basic trading features, personal accounts accommodates the needs of individual investors who prefer to take control of their investment decisions.

  On the other hand, company accounts necessitate a more extensive set of documents, including the certificate of incorporation, business registration certificate (for Hong Kong companies), certificate of authority (for overseas companies), articles of association, latest annual return (for Hong Kong companies), and other documents related to directors, shareholders, and authorized persons.

  This account type is suitable for businesses or corporate entities looking to invest or trade on behalf of the company. It provides access to additional services and features tailored to corporate needs, such as corporate governance and reporting requirements.

Account Types

Platforms & Tools

  Shanxi Securities International offers a range of trading platforms and tools for different investor preferences and needs.

  For securities trading, investors can download the Trading Treasure software for PC or access the mobile version, providing flexibility for trading on-the-go. Additionally, the online trading platform offers another avenue for easy trading experiences.

  For futures trading, the Jupiter software is available for PC, along with the EstarPro mobile version.

  Moreover, simulation software is provided for both securities and futures trading, allowing users to practice trading strategies without risking real capital.

Platforms & Tools

Deposit & Withdrawal

  Shanxi Securities International provides various convenient methods for depositing funds into its main bank account.

  Customers can utilize bank counters, electronic channels such as online banking, telephone banking, and mobile banking, as well as ATMs for depositing funds.

  Additionally, wire transfers or local inter-bank transfers through systems like CHATS or FPS are accepted.

  Upon completing the deposit, customers are required to submit a deposit notification to ensure smooth processing.

Deposit & Withdrawal

Customer Service

  Shanxi Securities International offers comprehensive customer support services to ensure a smooth trading experience.

  Customers can reach out via telephone at Hong Kong (852) 2501-1001 or Mainland 4008411618 for general inquiries, with a 24-hour trading hotline available at Hong Kong (852) 2501-1006 or Mainland 4008411618.

  Additionally, customers can connect through Customer Service QQ at 4008411618, email at cs@ssif.com.hk, or fax at (852) 2810-9962.

  Office hours are from 9:00 am to 6:00 pm (Monday to Friday), with closures on Saturdays, Sundays, and public holidays.

Customer Service

Educational Resources

  Shanxi Securities International provides a range of educational resources for investors, including materials from reputable organizations like the Hong Kong Investment Funds Association and HKEX.

  Additionally, the platform collaborates with the Securities and Futures Commission of Hong Kong and offers resources through the Chin Family Investor and Financial Education Committee.

  While these resources offer valuable insights, Shanxi Securities International faces stiff competition from popular brokers offering more extensive educational platforms with interactive tools and webinars.

Educational Resources

Conclusion

  In conclusion, Shanxi Securities International offers a regulated platform with various investment options, including stocks, bonds, and ETFs. However, the higher commission fees, such as 0.25% on gross amount for securities trading, deter some investors.

  Despite this, the platform's advantages, such as margin trading and access to new stock trading, enhance its appeal.

  While limited educational resources and a complex account opening process for companies pose challenges, the platform's comprehensive asset management services and variety of trading platforms contribute positively to the overall investor experience.

FAQs

  Question: What tradable securities are available on Shanxi Securities International?

  Answer: Shanxi Securities International offers a range of tradable securities including stocks, bonds, ETFs, and asset management services.

  Question: How long has Shanxi Securities International been in business?

  Answer: Shanxi Securities International has been in business for approximately 5-10 years.

  Question: Is margin trading available on Shanxi Securities International?

  Answer: Yes, Shanxi Securities International offers margin trading services.

  Question: What are the commission fees for securities trading on Shanxi Securities International?

  Answer: Commission fees for securities trading on Shanxi Securities International are typically 0.25% on the gross amount.

  Question: Are there any bonuses offered by Shanxi Securities International?

  Answer: No, Shanxi Securities International does not currently offer any bonuses.

  Question: What customer support channels are available on Shanxi Securities International?

  Answer: Shanxi Securities International provides customer support through phone, email, live chat, and in-person assistance.

Others

Registered region

China Hong Kong

Years in Business

5-10 years

Products

Securities Lending Fully Paid、Futures、Investment Advisory Service、Stocks、ETFs、Mutual Funds

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