China Hong Kong 2-5 years
Regulated in China Hong KongOptionsCommission 0.25%



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Suites 1505-1507, 15/F, Shui On Centre, 6-8 Harbour Road, Wan Chai, Hong Kong

Securities license

Obtain 1 securities license(s)


China Hong Kong Securities Trading License

Global Seats

Owns 1 seat(s)

China Hong Kong HKEX

Seat No. 02026


Brokerage Information


Company Name

Prior Securities Limited

Company Abbreviation


Platform registered country and region

China Hong Kong

Company address

Suites 1505-1507, 15/F, Shui On Centre, 6-8 Harbour Road, Wan Chai, Hong Kong

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Internet Gene

Gene Index

The gene index is Poor, worse than 0% of brokerage firms.

APP Rating

The APP rating is Poor, worse than 0% of peers.

Features of Brokerages

Trading Fee


Platform Service Fee


Commission Rate


New Stock Trading


Company Profile

WikiStock Rating ⭐⭐⭐
Fees 0.005% of trading fees, $1.50 per lot of scrip fee, 0.5% of total dividend amount (min. $20) , 0.008% Central Clearing Fee
Account Fees $20 per year of Inactive Account Fee
App/Platform Web-based
Customer Support Phone, fax, email and online messaging

What is Prior Securities Limited?

  Prior Securities Limited, overseen by the SFC, provides a broad spectrum of financial services, covering brokerage fees, stamp duty, transaction levies, and related charges. However, their website does not explicitly detail specific securities products offered.

Prior Securities Limited's homepage

Pros & Cons

Pros Cons
Regulated by SFC Strict Deposit Deadlines
Clear Fee structure Not Detailing Specific Securities Products

  Regulated by SFC: Prior Securities Limited operates under the strict regulatory oversight of the Securities and Futures Commission (SFC).

  Clear Fee Structure: The company provides a transparent fee structure, detailing costs such as brokerage fees, stamp duty, transaction levies, and other charges, offering clarity for clients on financial transactions.


  Strict Deposit Deadlines: Clients must adhere to stringent deadlines for depositing funds, typically requiring clearance by 4:00 p.m. on the day of deposit. This may pose challenges for clients managing time-sensitive transactions.

  Not Detailing Specific Securities Products: The company does not explicitly list or detail specific securities products offered on their website, which may require potential clients to inquire directly for comprehensive product information and offerings.

Is Prior Securities Limited Safe?

      Prior Securities Limited operates under the supervision of the Securities and Futures Commission (SFC) with License No. BEG494. The SFC, as a prominent financial regulator in a global financial hub, is committed to enhancing and safeguarding the reliability and stability of Hong Kong's securities and futures markets.

    Regulated by SFC

    Prior Securities Limited Fees Review

        Prior Securities Limiteds fee structure includes charges for brokerage, stamp duty, transaction levies, corporate actions, stock deposit and withdrawal, order handling, account maintenance, and various service fees.

      Prior Securities Limited Deposit & Withdrawal Review

      Category Detail
      Transaction Fees
      Brokerage 0.25% of transaction value ($100 minimum for phone orders, $50 for online orders)
      Stamp Duty 0.13% of transaction value, minimum $1
      Transaction Levy 0.0027% of transaction value
      Trading Fee 0.005% of transaction value
      Financial Reporting Bureau Transaction Levy 0.00015% of transaction value
      Central Clearing Fee 0.008% of transaction value ($5 minimum, $300 maximum)
      Trading System Usage Fee Free
      Stock Deposit
      Depositing Physical Stock Transfer Deed Stamp Duty: $5 per stock certificate
      Withdrawing Physical Stock $5 per lot (minimum $100), or $5 per stock if not a whole lot
      Order Fees
      S.J. (Sell Instruction) Free for Korean stocks, 0.01% of previous closing price (min. $100 for other stocks)
      I.S.J. (Investor Settlement Instruction) Free for transferring in, 0.01% of previous closing price (min. $20 for transferring out)
      Agent and Corporate Action Fees
      Scrip Fee $1.50 per lot
      Cash Dividend or Stock Dividend Collection 0.5% of total dividend amount (min. $20) + 0.12% Central Clearing Fee
      Red Stock Collection Fee $20
      Subscription Rights/Warrants Collection $1.50 per lot + Central Clearing Fee
      Exercising Subscription Rights/Warrants $1 per lot + Central Clearing Fee
      Bull/Bear Certificate Redemption/Warrant Fee 0.5% of face value (min. $20) + Central Clearing Fee
      Share Consolidation/Split Free
      Backstopped Put/Guaranteed Call Fee Minimum fee applies
      Attending/Authorizing AGM $30 per person
      Mandatory Buy-in Fee $200 handling fee plus charges
      Loan and Other Fees
      New Share Subscription (IPO) $100 per application
      Inactive Cash Account Interest Rate + 4% per year
      Individual Stock Account and Statement Fee $50 per month per account
      Mailed Daily/Monthly Statements Fee $20 per month
      Inactive Account Fee $20 per year
      Company Registration Fee $200 per company
      Bank Service Fees Various charges
      Bond/Fund and Others
      Buying/Selling Transaction Fee (Bond/Fund) 1.5% of transaction value
      Bond Custody Fee 0.15% of face value per month
      Redemption Fee (Bonds/Funds) Fixed amount or as negotiated
      Interest/Corporate Action Collection Fee 0.5% of total dividend amount (min. $100) + institutions fees
        Fund Deposits:

          Clients can deposit funds through: Bank transfer to designated accounts.

          Cheque or cashiers order made payable only to “Prior Securities Limited”. Note that funds from cheque deposits are only available after clearance.

          Notes: Funds must be deposited before 4:00 p.m. on the deposit day (T) to ensure timely settlement. Failure to settle by 10:00 a.m. on T+3 results in forced sale of stocks. Third-party deposits are not accepted.

        Fund Withdrawals:

          Clients can withdraw surplus funds by: Contacting the Settlement Department or their Account Executive (AE). Completing a “Fund Withdrawal Form” and faxing it to the Settlement Department.

          Notes: Withdrawal requests must be submitted before 11:00 a.m. on weekdays for same-day processing.

          Cheques for withdrawals are issued only to the client and not to third parties.

        Stock Deposits:

          Stocks can be deposited via: Physical Stock Deposit: Requires completing specific forms which are then faxed to the Settlement Department. Stocks become tradable after acceptance by the Share Registrar, typically within 7 working days.

          Settlement Instruction (SI): Involves completing an SI form, which facilitates the transfer of stocks from other licensed institutions via CCASS.

          Notes: Stocks deposited physically require completion of forms before noon for same-day settlement. Acceptance by the Share Registrar is necessary before trading.

        Prior Securities Limited Deposit & Withdrawal

        Customer Service

            Customers can visit their office or get in touch with customer service line using the information provided below:

            Telephone: +852 3899 7000

            Fax: +852 3899 7012

            Email: info@priorsecurities.com.hk

            Address: Units 1505-1507, 15/F, Shui On Centre, 6-8 Harbour Road, Wan Chai, Hong Kong

          Contact info

            Prior Securities Limited offers online messaging as part of their trading platform. This allows traders to communicate with customer support or other traders directly through the platform.

          Contact form


              Prior Securities Limited stands out in Hong Kong's financial landscape under the SFC. They offer a comprehensive range of financial services with a clear fee structure, which enhances transparency for clients. However, the lack of specific details about securities products on their website may require potential clients to seek additional information directly. Therefore, Prior Securities Limited is a viable option for clients seeking regulated financial services.

            Frequently Asked Questions (FAQs)

              Is Prior Securities Limited regulated?

              Yes. It is regulated by SFC.

              How can I contact Prior Securities Limited?

              You can contact via telephone: +852 3899 7000, fax: +852 3899 7012, email: info@priorsecurities.com.hk and online messaging.

              When I can submit the withdrawal requests from Prior Securities Limited?

              Withdrawal requests must be submitted before 11:00 a.m. on weekdays.

            Risk Warning

              The information provided is based on WikiStock's expert evaluation of the brokerage's website data and is subject to change. Besides, online trading entails substantial risks, potentially leading to total loss of invested funds, so comprehending associated risks before engaging is crucial.


Registered region

China Hong Kong

Years in Business

2-5 years



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