China Hong Kong 1-2 years
Regulated in United StatesOptionsCommission 0.1%



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Rating Index

Brokerage Appraisal



Securities Lending Fully Paid、Investment Advisory Service、Stocks、ETFs、Mutual Funds


Securities license

Obtain 2 securities license(s)


China Hong Kong Securities Trading License


United StatesInvestment Consulting License

Global Seats

Owns 1 seat(s)

China Hong Kong HKEX

Seat No. 02200


Brokerage Information


Company Name

Ninth Eternity Securities Asia Limited

Company Abbreviation


Platform registered country and region

China Hong Kong

Company address


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WikiStock APP

WikiStock Risk Alerts

Previous Detection: 2024-07-16

  • The United States U.S. Securities and Exchange Commission (License No.: CRD # 306985/SEC#:801-124851), 投资咨询牌照 held goes beyond their business, please be aware of the risks!

Internet Gene

Gene Index

The gene index is Poor, worse than 80% of brokerage firms.

APP Rating

The APP rating is Poor, worse than 95% of peers.

APP Downloads

  • Cycle
  • Downloads
  • 2024-05
  • 3851

Rules: The data displayed is the downloads of the APP in one year before current time.

APP Regional Popularity

  • Country/RegionDownloadsProportion
  • China Hong Kong

  • Egypt

  • Others


Rules: The data is displayed as the downloads and regional share of the APP in one year before current time.

Features of Brokerages

Trading Fee


Platform Service Fee


Commission Rate


New Stock Trading


Company Profile

Ninth Eternity Securities
WikiStock Rating ⭐⭐⭐⭐
Account Minimum Not Mentioned
Fees 0.1% of transaction amount (negotiable) + HK$ 15 Platform Fee
Interests on Uninvested Cash Not Mentioned
Margin Interest Rates Not Mentioned
Mutual Funds Offered Not Mentioned
App/Platform Mobile and Web trading platform
Promotions Not Mentioned

What is Ninth Eternity Securities?

  Ninth Eternity Securities is a brokerage firm that offers a range of financial services, including investment research, securities underwriting, entrusted account management, fund sales, securities margin financing, stock lending, and securities brokerage. The firm operates under the regulation of the China Hong Kong Securities and Futures Commission and the United States Securities and Exchange Commission, holding licenses for securities trading and investment consulting.

Ninth Eternity Securities' homepage

Pros & Cons

Pros Cons
Diverse Financial Services None
Regulatory Oversight
Transparent Fee Structure
International Regulatory Compliance
  •   Diverse Financial Services: Ninth Eternity Securities offers a wide range of financial services, including investment research, securities underwriting, and fund sales.

  •   Regulatory Oversight: The firm is regulated by the China Hong Kong Securities and Futures Commission and the United States Securities and Exchange Commission.

  •   Transparent Fee Structure: Clients benefit from a transparent fee structure that discloses general commissions and platform fees.

  •   International Regulatory Compliance: Being regulated by both Hong Kong and U.S. authorities indicates adherence to regulatory requirements in two key financial markets.

Is Ninth Eternity Securities Safe?

  •   Regulatory Sight: Regulation by the China Hong Kong Securities and Futures Commission (No.BPU494) and the United States Securities and Exchange Commission (No.CRD # 306985/SEC#:801-124851) indicates that Ninth Eternity Securities operates within the oversight of two reputable regulatory bodies, holding Securities Trading and Investment Consulting Licenses, respectively. This dual-regulatory oversight suggests that the firm is subject to compliance with regulatory requirements in both Hong Kong and the United States, enhancing transparency and accountability in its operations.

Regulated by SFC
Regulated by SEC
  •   User Feedback: Users should check the reviews and feedback from other clients to gain a more comprehensive sight of the broker, or look for reviews on reputable websites and forums.

  •   Security Measures:

  •   Regulatory Compliance: The company strictly abides by the regulatory system, ensuring adherence to industry standards and guidelines.

  •   Isolated Account and Independent Hosting: Client funds are held in an independent trust account at a bank, separate from Ninth Eternity Securities' own funds. This isolation helps safeguard client funds from unauthorized use.

  •   Leading Technology: Ninth Eternity Securities utilizes advanced technology to enhance transaction security, protecting client information and preventing unauthorized access.

  •   Personal Data Protection: The company adheres to the Personal Data (Privacy) Ordinance, safeguarding customer information. Customers can refer to their “Privacy Policy” for detailed information.

  •   Internal Procedures: Ninth Eternity Securities has implemented strict internal procedures to prevent any illegal misappropriation of customer funds.

  •   Investor Compensation Fund: As a licensed corporation, Ninth Eternity Securities benefits from the Investor Compensation Fund. This fund provides additional protection for client funds held in securities accounts, with a maximum limit of HK$500,000.

  • What are Securities to Trade with Ninth Eternity Securities?

      Ninth Eternity Securities offers a range of services which cater to the diverse needs of clients in the financial market, providing them with access to various investment opportunities and financial products.

    •   Investment Research: Ninth Eternity Securities provides clients with investment research services that offer insights and analysis on market trends, investment opportunities, and potential risks. This information can help clients make informed decisions regarding their investment strategies.

    •   Securities Underwriting and Placement: The firm assists in underwriting and placing securities, facilitating the issuance and distribution of securities on behalf of corporations and government entities looking to raise capital through the financial markets.

    •   Entrusted Account Services: Ninth Eternity Securities offers entrusted account services, allowing clients to authorize the firm to manage their investment portfolios on their behalf based on specified terms and conditions.

    •   Fund Sales: The firm provides clients with the opportunity to purchase mutual funds, exchange-traded funds (ETFs), and other investment funds through its fund sales services, enabling diversification and access to professionally managed investment portfolios.

    •   Securities Margin Financing: Ninth Eternity Securities offers securities margin financing, allowing clients to borrow funds to invest in securities, leveraging their existing investment holdings as collateral.

    •   Stock Lending: The firm facilitates stock lending services, enabling clients to lend out their securities to other market participants in exchange for a fee, providing potential additional income from their investment holdings.

    •   Securities Brokerage: Ninth Eternity Securities acts as a securities broker, facilitating the buying and selling of securities on behalf of clients, executing trades in the financial markets to help clients achieve their investment objectives.

    • Ninth Eternity Securities Fees Review

        Ninth Eternity Securities provides clients with a fee structure that includes a general Hong Kong trading commission of 0.1% of the transaction amount, which is negotiable, along with a platform fee of HK$15. The firm offers transparency regarding its fee schedule, allowing traders to review the Hong Kong Stock Fee schedule or the US Stock Fee List for more detailed information on fees associated with trading specific securities.

      Ninth Eternity Securities Fees

      Ninth Eternity Securities App Review

        Ninth Eternity Securities provides clients with a mobile trading platform accessible on both iOS and Android devices. This platform enables users to conveniently trade securities and manage their investments on-the-go. The availability of the app on multiple operating systems enhances accessibility and flexibility for clients, allowing them to monitor market trends and execute trades efficiently.

      Ninth Eternity Securities App

      Research & Education

        Ninth Eternity Securities does offer clients access to investment research services, providing them with insights and analysis to support their decision-making processes. It claims that the Asia Research Department of Ninth Eternity Securities has been adhering to a sincere attitudeand is committed to analyzing complex financial markets for clients. Its analytical research is based on in-depthand conscientious research, and it draw out the cocoons from the diverse information to gain insight intoopportunities and help clients create wealth.

      Customer Service

        Going Financial offers comprehensive customer support to its clients. Clients can reach out to Going Financial through various channels.

      •   Telephone: +852 3468 8812

      •   Email: cs@99securities.com.hk

      •   Fax: +(852) 3468 8001

      •   Company address: Room 909, 9th Floor, PrinceEdward Centre, Hip Shing Hong.794-802 Nathan Road, PrinceEdward, Hong Kong


        In conclusion, Ninth Eternity Securities offers a comprehensive range of financial services, operating under the regulatory oversight of the China Hong Kong Securities and Futures Commission and the United States Securities and Exchange Commission. The firm provides transparent fee structures and a variety of investment opportunities, including securities trading, fund sales, and margin financing.

        While the regulatory compliance and service offerings of Ninth Eternity Securities may appeal to investors seeking a diverse range of financial products and services, prospective clients should exercise caution and thorough due diligence to ensure alignment with their investment objectives and risk tolerance levels. Evaluating the firm's fee structures, regulatory standing, and service quality is crucial in making informed decisions when considering Ninth Eternity Securities as a potential partner in financial management.


        Is Ninth Eternity Securities legit?

        Yes. Ninth Eternity Securities is regulated by the China Hong Kong Securities and Futures Commission and the United States Securities and Exchange Commission.

        What services does Ninth Eternity Securities offer?

        Investment Research, Securities Underwriting and Placement, Entrusted Account Services, Fund Sales, Securities Margin Financing, Stock Lending and Securities Brokerage.

      Risk Warning

        The information provided is based on WikiStock's expert evaluation of the brokerage's website data and is subject to change. Besides, online trading entails substantial risks, potentially leading to total loss of invested funds, so comprehending associated risks before engaging is crucial.


Registered region

China Hong Kong

Years in Business

1-2 years


Securities Lending Fully Paid、Investment Advisory Service、Stocks、ETFs、Mutual Funds

Client Support

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Company name


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